Submission on the DECC Guidelines for Biodiversity certification of environmental planning instruments21 December 2007
The Environmental Defender's Office of NSW (EDO) welcomes the opportunity to provide comment on the Working Draft: Guidelines for Biodiversity Certification of Environmental Planning Instruments. The EDO is a community legal centre specializing in public interest environmental law and policy. The EDO has some serious concerns about the scientific rigour of the proposed biodiversity certification process. The biodiversity certification ( biocertification ) process gives the Minister for the Environment the ability to certify an Environmental Planning Instrument ( EPI ) if he/she is satisfied that it will lead to the overall improvement or maintenance of biodiversity values (Threatened Species Conservation Act (TSC Act) s 126(G)(1)). A key effect of biocertification is that it removes the requirement under the TSC Act for the need to undertake threatened species assessments (such as the ‘Assessment of Significance' and the ‘Species Impact Statement' (SIS)) for proposed developments (although SISs are still required where developments are proposed in areas of critical habitat listed under the TSC Act). It is essential that accurate and comprehensive assessment of impacts is not watered down or bypassed by a streamlined certification process. Detailed site-based assessments of significance and impacts cannot be substituted for by desk-top assessments of very substantial areas. Strategic planning must be underpinned by accurate and ground-truthed data. The EDO has previously commented on the draft Growth Centres Conservation Plan ( the GC conservation plan ), which was prepared to support biocertification of the Growth Centres State Environmental Planning Policy ( SEPP ). The GC conservation plan represents an example of how the draft guidelines may be applied in practice. Our main conclusion after analyzing the GC conservation plan and obtaining advice from our expert scientific register, was that the draft plan did not adequately identify the biodiversity values of the Growth Centres (which is the fundamental first step) or adequately assess the impacts of the SEPP. We are not convinced that implementation of the bio-certified SEPP will improve or maintain biodiversity values. Our comments on the draft guidelines should therefore be read in conjunction with our previous submission on the GC conservation plan (which can be found at: www.edo.org.au/edonsw/site/policy.php ). Our comments on the draft guidelines relate to: The biocertification process aims to achieve a form of strategic conservation planning and shifts the assessment of impacts of developments from a site scale to a landscape scale. We recognize there are benefits with such an approach because: However, we have serious concerns about aspects of the biocertification process and the draft guidelines, which will potentially negate any such potential benefits (see below).
The draft guidelines identify that regional conservation plans will determine the conservation goals to apply to EPIs, and where these are not available, the best available regional information will be used. We support an approach where local targets fit within, and contribute to, broader regional biodiversity objectives and targets. However, we have the following comments:
The draft guidelines identify the types of data that may be used to identify biodiversity values in an EPI and identify two types of biodiversity assessments – regional assessments and local assessments. The draft guidelines do not specify the minimum level of data required to adequately assess biodiversity values. We are concerned that biodiversity values will largely be determined based only on existing data, even where this data is inadequate. For example, the GC conservation plan only used existing data – the type and extent of ecological communities and Wildlife Atlas records of threatened species. We are of the view that the data used was inadequate to assess biodiversity values because: The draft guidelines should provide clear guidance on the minimum level of data required to adequately assess biodiversity values to ensure that an adequate and consistent approach is taken across EPIs. The draft guidelines should require Councils to analyze existing data against these minimum data requirements. Where requirements are not met, Councils should be required to undertake additional work using expert input and local expert knowledge to fill data gaps. We are of the view that minimum data requirements should include: The draft guidelines identify that, in order for an EPI to improve or maintain biodiversity values, areas of high biodiversity value must be protected and any clearing of non-high biodiversity value areas must be offset by actions to improve biodiversity values elsewhere. It is vital that high biodiversity value areas are identified, and offsetting is undertaken, in an objective, scientifically rigorous, and transparent way. However, we have serious concerns about the criteria for determining high biodiversity value areas (and therefore also the definition of improve or maintain biodiversity values). We also have serious concerns about the widespread use of offsets to protect biodiversity values (see below). Criteria for determining high biodiversity valueThe draft guidelines define areas of high biodiversity value as areas that support: All other areas area regarded as non-high biodiversity value. We have the following main concerns about the criteria: The draft guidelines are not clear in relation to how/whether Council documents that identify biodiversity values within a Local Government Area (LGA) (eg. biodiversity strategies) or other government documents such as recovery plans will be used to determine high biodiversity value areas and/or used to refine the criteria in the draft guidelines for determining these areas. For example, we understand that the Liverpool City Council Biodiversity Strategy identified many more areas of high biodiversity value vegetation than the GC conservation plan did for the Liverpool LGA (T. James, pers. comm.). However, many of these additional areas were not protected under the GC conservation plan. It is important that local biodiversity strategies and recovery plans are taken into account in determining high biodiversity value areas.
The draft guidelines identify that developments may proceed in areas that are not identified as high biodiversity value areas provided any losses are offset by actions taken elsewhere. Limitations to the use of biodiversity offsetsWe have serious concerns about the widespread use of biodiversity offsets because we are of the view that the use of offsets to meet a goal of ‘improve or maintain' biodiversity values has significant limitations. We have outlined our general concerns about biodiversity offsets in previous submissions (please see ‘Submission on the use of environmental offsets under the EPBC Act' and ‘Preliminary identification of key issues relating to the biobanking assessment methodology'). Gibbons and Lindenmayer (2007) [4] have identified the limitations of biodiversity offsets, which relate to: The draft guidelines do not explicitly recognize all of these limitations. We support clear recognition of the limitations of biodiversity offsets upfront in the draft guidelines. Such recognition provides important guidance on the circumstances where the use of offsets can be consistent with an ‘improve or maintain' goal. Principles for the use of offsetsWhile we are opposed to the widespread use of offsets due to the above significant limitations, we recognize that offsetting can contribute to the protection of biodiversity in certain circumstances. Based on the limitations of biodiversity offsets, Gibbons and Lindenmayer (2007) [5] have set out principles that provide guidance on the circumstances where biodiversity offsets can be consistent with an ‘improve or maintain' goal, which is where: In consideration of our previous comments on the use of offsets in other submissions and the above principles, we have the following comments on the principles for the use of biodiversity offsets provided in Attachment 2 of the draft guidelines: Principle 1 – Impacts must be avoided and mitigated first. We support this principle because it recognizes that offsets are subject to significant limitations, which mean, in the context of an ‘improve or maintain' goal, that strong priority must be given to protecting existing vegetation. This principle is also consistent with the hierarchy in other jurisdictions (eg. Victoria , Western Australia ). The appropriate hierarchy is: We submit that this principle should also include: Principle 5 – Offsets must be underpinned by sound ecological principles. This principle states that protecting existing high quality habitat can be an appropriate offset. While we recognize that the removal of threatening processes can be an appropriate offset, we note that there are significant ‘additionality' issues (see below) associated with this offset. We are of the view that protecting existing high quality habitat can only be an appropriate offset when that habitat is under real threat of clearing or significant decline in quality. In other cases, there will be a net loss of habitat equivalent to the area impacted. [6] This principle also suggests that the complete reconstruction of habitat is less preferable as an offset than improving existing habitat because of the risks and uncertainties involved. We generally agree with this principle, although there may be some circumstances where reconstruction may provide some biodiversity benefits for some species [7] (eg. where an offset creates a habitat corridor). We are of the view that reconstruction of habitat is only an appropriate offset where there is a reasonable level of certainty that gains can be achieved and the risk of unacceptable impacts is low (eg. where impacts occur on very low quality vegetation of no conservation significance). Principle 7 – Offsets must be enduring. We support this principle, which says that an offset must offset an impact for the period over which the impact occurs, which will usually be required in perpetuity. We submit that this principle should also include: Principle 8 – Offsets must be agreed prior to the impact occurring. A key limitation of offsets is the time lag between losses in biodiversity values due to a development and gains in values due to an offset. We submit that this principle should also include: We note that the GC conservation plan did not comply with this principle. It involved taking to account offsets that had not yet been identified and had only been assessed on a preliminary basis using very crude measures of biodiversity value. Principle 9 – Offsets must be quantifiable. We support this principle, which aims to ensure that gains in biodiversity values are equivalent to losses. This principle should also ensure that certain types of offsets such as ‘indirect offsets' are not considered appropriate as offsets. The draft guidelines indicate that offsets will be quantified using the draft BioBanking Assessment Methodology. We have made preliminary comments on the draft methodology that outline some of our key concerns (please see ‘Preliminary identification of key issues relating to the biobanking assessment methodology'). We support an approach to quantifying offsets that recognizes the risks and uncertainties associated with the gains in biodiversity values that offsets can achieve (eg. very little is known about the value of revegetation for threatened fauna [8]). We submit that any quantification methods must be subject to uncertainty analysis and incorporate an uncertainty ‘buffer' to account for such risks and uncertainties. [9] We strongly oppose the use of indirect offsets such as those identified in the draft recent Commonwealth Department of Environment and Water Resources offsets policy (eg. contributions to research) [10] because the benefits of indirect offsets are unquantifiable and uncertain (eg. outcomes of new research must be implemented to achieve a gain, which is dependent on adequate funding, etc). (For further detail on our concerns regarding indirect offsets and the proposed principles for offsetting under the EPBC Act 1999 please see the ANEDO submission dated 3 December 2007 'Submission on the Use of environmental offsets under the EPBC Act 1999 - Discussion Paper'). Principle 10 – Offsets must be targeted. This principle does not provide clear guidance on the principle of ‘like for like', which is a key issue in relation to the use of offsets and is fundamental to the credibility of any offset policy. For example, can impacts on vegetation type X and threatened species X be offset with a vegetation type of greater conservation significance but that only provides habitat for threatened species Y? Can known habitat be offset with potential habitat? Can impacts on a habitat corridor only be offset by the creation of or improvements to another habitat corridor? We submit that this principle should provide clearer guidance on what ‘like for like' means in terms of biodiversity attributes such as vegetation or habitat types, vegetation or habitat quality, potential habitat, threatened species, and landscape function (eg. patch size, habitat corridors, riparian corridors, recharge zones, etc). We note that the Victorian offset policy [11] recognizes the biodiversity value of large old trees and stands of scattered old trees and includes these in considerations of ‘like for like', which we also support. The draft BioBanking Assessment Methodology has a set of offsetting rules (credit profiles) that are essentially the rules for ‘like for like' that apply to BioBanking. We are not clear whether this principle is consistent with the ‘like for like' rules under the assessment methodology. Principle 11 – Offsets must be located appropriately. This principle is unclear as it says that offsets must offset an impact in the same region but also says that offsets must be located in ‘reasonable proximity to the region'. Also, the term region is not defined (eg. does region mean CMA region or IBRA region?). The GC conservation plan provided that many offset areas would be located outside the Growth Centres. We are concerned about the potential for ‘double counting' of offset sites in these cases. For example, Council A offsets the impacts on Council A's LGA by locating an offset site in Council B's LGA. Council B then wishes to gain biocertification. The potential exists for Council B to count Council A's offset site towards meeting the improve or maintain test. We submit that this principle should include: Principle 12 - Offsets must be beyond existing requirements. We support this principle, which recognizes that an offset must deliver conservation outcomes that would otherwise not have been achieved (ie. be ‘additional'). We submit that this principle must also include clearer and more detailed guidance to determine whether an offset is additional. Examples of appropriate criteria are: Principle 13 - Offsets must be enforceable and audited and monitored. We support this principle. Adequate compliance is vital to ensure that gains in biodiversity values at the offset site are equivalent to losses at the development site. The importance of compliance has been highlighted by studies of the United States ' wetland mitigation banking scheme, which have showed that lack of compliance has contributed to the decrease in wetland quality and quantity in the US. [13] This principle does not provide clear guidance on the period over which monitoring will be required in general terms, the circumstances where remedial actions will be required, and the types of remedial actions that may be appropriate, including additional offsets. This principle should also include: The draft guidelines do not specify requirements to monitor whether biocertification of an EPI is maintaining or improving biodiversity values. DECC is required to monitor compliance with any conditions of biocertification, but we are unclear whether such conditions will include ecological monitoring. It appears the assumption is that the biocertification process will accurately predict impacts on biodiversity values. We submit that predicted impacts will be very uncertain. The draft guidelines should include a requirement for ecological monitoring and provide clear guidance on monitoring requirements and appropriate measures of success. The draft guidelines also do not provide clear guidance on what occurs in circumstances where biodiversity values that have been missed or are discovered for the first time are identified after biocertification has been granted to an EPI (eg. a previously unknown population of a threatened species is identified on land zoned for development). The draft guidelines should require a reassessment of biocertification where previously unknown significant biodiversity values are identified. The biocertification process must be adaptable to ensure the adequate protection of previously unknown biodiversity values.
For further information please contact EDO Scientific Director Tom Holden on 02 9262 6989.
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